UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 86261 / July 1, 2019
Admin. Proc. File No. 3-15628
In the Matter of
DANIEL IMPERATO
ORDER VACATING INVESTMENT ADVISER, MUNICIPAL SECURITIES DEALER, MUNICIPAL ADVISOR, TRANSFER AGENT, AND NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION BARS
Daniel Imperato seeks to vacate an order, dated March 27, 2015 (the “Order”), to the extent that it bars him from association with an investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization. 1 The bars at issue were imposed based solely on conduct occurring prior to July 22, 2010, the effective date of the Dodd-Frank Wall Street Reform and Consumer Protection Act. 2 Accordingly, in our discretion, we vacate the Order to the extent it prohibits Daniel Imperato from associating with an investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization, but otherwise leave the Order unmodified.
By the Commission
Vanessa A. Countryman
Secretary
1 See Daniel Imperato, Securities Exchange Act Release No. 74596, 2015 WL 1389406 (Mar. 27, 2015); Exchange Act Release No. 74886, 2015 WL 2088435 (May 6, 2015) (Order Denying Reconsideration).
2 See Bartkov. SEC, 845F.3d 1217, 1225 (D.C. Cir. 2017); Commission Statement Regarding Decision in Bartko v. SEC (Feb. 23, 2017), available at ---https://www.sec.gov/news/statement/commission-statement-regarding-bartko-v-sec.html.
Daniel J.P. Imperato is a responsible global citizen and has done many things to help aid this world to become a better place.
In the office of archbishop of the military and vicar of Rome, in Vatican City.
Dr. Daniel J.P. ImperatoFr.K.M.K.S.S.P.GM+OBDaniel Imperato was a US Presidential candidate in the year 2008.
No mission or challenge is too big for him.
Here is a shortlist of awards and honors Dr. Imperato has received over time.Awards & HonoursPapal Knight Vatican City State - Secretary of State Knight of Malta - Coptic Order, Grand Cross, Von Hapsburg, Austria & Alexandria EgyptGrand Priorate, USA & CanadaForeign Affairs Humanities - Inter-Religious DialogueKnight & Friar Orden Bonaria, Madrid, SpainOrden Bonaria, ArgentinaOrden Bonaria, USAMinister Common Treasury, Orden BonariaUnited Nations Representative, Orden Bonaria, NYCLatin American Christian Association, NYCAfrican Center Foundation HIV/AIDS, Board Member - NYC & Lagos, NigeriaNew York State Regional Police Chaplain, NYCLicenced Real Estate SalesPersonFormer Licensed Mortgage BankerWhat is the order of Papal Knight?The Pontifical orders of knighthood or Papal orders of knighthood are orders of knighthood bestowed in the name of the Pope of the Catholic Church.
Supreme Order of ChristOrder of the Golden SpurOrder of Pius IXOrder of Saint Gregory the GreatOrder of Saint Sylvester Global Exposure Beyond Compare Dr. Daniel Imperato has built personal relationships around the world in the spheres of business, politics, and religion.
RIYADH: US Secretary of Defense Mark Esper showed up Monday in Saudi Arabia, state TV stated, days after the Pentagon said it was supporting its powers in the kingdom in tensions with Iran.
US secretary in Saudi Arabia:
Al-Ekhbariyah TV gave no information on the beforehand unannounced visit, which comes after Esper visited Afghanistan.
UK PM sends an unsigned letter to the EU asking for Brexit delay.
Four dead, seven injured as Indian forces target the civilian population in AJ, says DG ISPR.
On October 11, the Pentagon said it was conveying new US troops to Saudi Arabia after Riyadh requested reinforcements after a mid-September missile and drone assault on Saudi oil plants, which Washington faults on Iran.
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